Compliance Admin

Job Description

About the Position

The Legal and Compliance team is searching for an organized self-starter to fulfill a variety of day to day tasks for the group and to assist with ad hoc projects as needed. You should be an enthusiastic team-player who is willing to get involved and who enjoys working in an intense and fast-paced work environment.


  • Own the completion of all AML/KYC refresh questionnaires.
  • Assist with employee queries around legal entity structures, and the maintenance of certain organizational information.
  • Coordinate with Operations, Finance and other internal groups around questionnaires.
  • Create organizational charts and catalog them for easy internal reference.
  • Maintain spreadsheet of ATS IDS and own updates on the exchange website.
  • Handle all Market Maker registrations.
  • Manage different internal lists maintained by the compliance group.
  • Coordinate internal policy and procedure reviews as needed.

About You

  • 1-3 years in a corporate environment, compliance experience preferred.
  • Some exposure to AML/KYC work a plus.
  • Very well organized with a strong attention to detail.
  • Bachelor's degree.