About the Position
The Legal and Compliance team is searching for an organized self-starter to fulfill a variety of day to day tasks for the group and to assist with ad hoc projects as needed. You should be an enthusiastic team-player who is willing to get involved and who enjoys working in an intense and fast-paced work environment.
- Own the completion of all AML/KYC refresh questionnaires.
- Assist with employee queries around legal entity structures, and the maintenance of certain organizational information.
- Coordinate with Operations, Finance and other internal groups around questionnaires.
- Create organizational charts and catalog them for easy internal reference.
- Maintain spreadsheet of ATS IDS and own updates on the exchange website.
- Handle all Market Maker registrations.
- Manage different internal lists maintained by the compliance group.
- Coordinate internal policy and procedure reviews as needed.
- 1-3 years in a corporate environment, compliance experience preferred.
- Some exposure to AML/KYC work a plus.
- Very well organized with a strong attention to detail.
- Bachelor's degree.